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Roger Coit

American Investors CO
54 Years of Experience
Walnut Creek, CA
1 DisclosureBroker
View SEC Summary
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Roger Coit is a registered investment advisor at American Investors CO, based in Walnut Creek, CA, with 54 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 762 clients with $580M in assets under management.

American Investors CO
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
32 advisors
Number of Clients
762 clients
Average Client Portfolio
$759K average
Assets Under Management
$578.1M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M1.50%
$1M+1.00%

In lieu of the tiered schedule, a fixed percentage fee of 1.5% may be charged. A fixed annual fee payable at agreed-upon intervals throughout the year may be charged for asset management services and/or a combination of asset management and other advisory services. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1655 N. Main Street, Ste. 270, Walnut Creek, CA, 94596

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
March 1984
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Roger is involved in numerous business activities, primarily related to real estate and financial services. These include managing member roles in Coit Financial Group LLC and many real estate LLCs, as well as being a director and shareholder in Coit Real Estate Group, Inc., and conducting mutual fund business through American Investors Company. He spends varying amounts of time on these activities, ranging from minimal time to about a quarter of his time.

Employment History
Current Registrations
American Investors CO
August 2011 - Present · 15 yrs 1 mo
American Investors CompanyBroker
December 1994 - Present · 31 yrs 9 mos
Sequoia Equities Securities CorporationBroker
June 1994 - Present · 32 yrs 3 mos
Previous Registrations
American Investors CO
March 1998 - June 2005 · 7 yrs 3 mos
American Investors CompanyBroker
January 1988 - July 1994 · 6 yrs 6 mos
Integrated Resources Equity CorporationBroker
December 1987 - March 1988 · 3 mos
Coit-Gemmer Capital Management
September 1986 - November 2010 · 24 yrs 2 mos
Financial Planners Equity CorporationBroker
July 1980 - December 1987 · 7 yrs 5 mos
Planned Investments INC.Broker
April 1979 - July 1980 · 1 yr 3 mos
Financial Planners Equity CorporationBroker
May 1978 - April 1979 · 11 mos
Investogenic Services, INC.Broker
June 1976 - July 1978 · 2 yrs 1 mo
Five/three Securities CorporationBroker
January 1974 - July 1976 · 2 yrs 6 mos
Systech Real Estate Securities CorporationBroker
May 1973 - June 1973 · 1 mo
Uslife Equity Sales CORPBroker
April 1972 - June 1973 · 1 yr 2 mos
Bell Securities CorporationBroker
March 1971 - May 1972 · 1 yr 2 mos
State Registrations20 states
AZCACOCTDCFLHIIDMAMDMINCNYORPATXVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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