Tomas Aponte is a registered investment advisor, based in Fairport, NY, with 20 years of industry experience.
Location
255 Woodcliff Drive, 1st Floor, Fairport, NY, 14450
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2019 - Present · 6 yrs 11 mos
Cetera Investment Services LLCBroker
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Foresters Advisory Services, LLC
July 2013 - June 2019 · 5 yrs 11 mos
Foresters Financial Services, INC.Broker
October 2005 - June 2019 · 13 yrs 8 mos
State Registrations10 states
AZCACOFLGAMINCNYPAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.