DP
DP
Daniel Phelps is a registered investment advisor at Oxford Capital, based in West Lafayette, IN, with 12 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 27 clients with $1.2M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
27 clients
Average Client Portfolio
$44K average
Assets Under Management
$1.2M
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1.0M | 0.75% |
| $1.0M - $5.0M | 0.50% |
| $5M+ | 0.25% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
1282 Win Hentschel Blvd., Suite 1300, West Lafayette, IN, 47906
Get directionsHistory
Regulatory History (2)
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Employment Separation After Allegations
September 2009Customer Dispute
April 2009Settled
Employment History
Current Registrations
Oxford Capital
September 2024 - Present · 1 yr 8 mos
Previous Registrations
Spanish Peaks Capital Management
June 2012 - November 2018 · 6 yrs 5 mos
Fifth Third Securities, INC.
December 2009 - December 2011 · 2 yrs
Chase Investment Services CORP.
March 2008 - September 2009 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2006 - February 2008 · 1 yr 4 mos
State Registrations1 state
IN
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.