David Ferland
David Ferland is a registered investment advisor at LPL Financial LLC, based in Rumford, ME, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
75 Congress Street, Rumford, ME, 04276
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is involved in several business activities. He spends nearly full-time on YFS, LLC and Pilot Financial, and minimal time on DL Properties, LLC. David is also an agent/owner at Lennox Insurance and Financial, LLC, selling various insurance products and fixed annuities, dedicating a few hours per week.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Invest Financial Corporation
Invest Financial CorporationBroker
Jefferson Pilot Securities CorporationBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.