Kenneth Shuler is a registered investment advisor, based in Naperville, IL, with 18 years of industry experience.
Location
2135 Citygate Lane, 7th Floor, Naperville, IL, 60563
Get directionsHistory
Regulatory History (1)
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Customer Dispute
February 2011Settled
Employment History
Current Registrations
Ptma Investment Advisors
February 2021 - Present · 5 yrs 2 mos
Pma Securities, LLCBroker
February 2021 - Present · 5 yrs 2 mos
Pma Securities, LLC
February 2021 - Present · 5 yrs 2 mos
Previous Registrations
RBC Capital Markets, LLCBroker
September 2019 - January 2021 · 1 yr 4 mos
RBC Capital Markets, LLC
September 2019 - January 2021 · 1 yr 4 mos
RBC Capital Markets, LLC
March 2012 - June 2018 · 6 yrs 3 mos
RBC Capital Markets, LLCBroker
January 2012 - June 2018 · 6 yrs 5 mos
Chase Investment Services CORP.Broker
December 2007 - September 2011 · 3 yrs 9 mos
E1 Asset Management, INC.Broker
October 2005 - October 2007 · 2 yrs
State Registrations2 states
NYPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.