LG
LG

Lorie Garwood

19 Years of Experience
Geneva, IN
Broker

Lorie Garwood is a registered investment advisor, based in Geneva, IN, with 19 years of industry experience.

Location

408 E Line St, Geneva, IN, 46740

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Lorie is the Officer-Treasurer-CFO of Star Line Concrete LLC, a family-owned business, and supports F&M Investment Services as an advisor. She is also a Vice President at Farmer's and Merchants State Bank, working as a financial advisor employed by the bank.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
December 2020 - Present · 5 yrs 5 mos
Raymond James Financial Services, INC.Broker
December 2020 - Present · 5 yrs 5 mos
Previous Registrations
Cetera Investment Advisers LLC
January 2014 - November 2020 · 6 yrs 10 mos
Cetera Investment Services LLCBroker
May 2010 - November 2020 · 10 yrs 6 mos
Cetera Investment Services LLC
May 2010 - January 2014 · 3 yrs 8 mos
Raymond James Financial Services, INC.Broker
April 2006 - May 2010 · 4 yrs 1 mo
State Registrations7 states
AZFLILINNCOHVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.