John Mills is a registered investment advisor at LPL Financial LLC, based in Napa, CA, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1030 Seminary St., Ste D, Napa, CA, 94559
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John has several business activities, including a non-variable insurance DBA (using his life insurance license only for annuities, spending minimal time), tax preparation/accounting/bookkeeping (spending about 10-20% of his time), and providing investment advisory services through Mariner Independent Advisor Network LLC (full-time). The advisory firm is separate and independent of LPL Financial.
Employment History
Current Registrations
LPL Financial LLC
Mariner Advisor Network
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Associated Securities CORP.
Associated Securities CORP.Broker
Strategic Wealth Advisors Group
Fsc Securities CorporationBroker
Fsc Securities CorporationBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.