Joel Petersen is a registered investment advisor at Sound Legacy Wealth Advisors, LLC, based in Kirkland, WA, with 19 years of industry experience. Joel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 44 clients with $100M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.55% |
| $10.0M - $25.0M | 0.45% |
| $25M+ | 0.40% |
Fee schedule is for diversified accounts. Fixed income only accounts have a different fee schedule: Up to $2M: 0.45%, $2M-$5M: 0.35%, $5M-$10M: 0.30%, Over $10M: 0.20%
Fee Estimator
Location
Kirkland, WA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Joel manages a rental property, volunteers for the Rotary Club, and is involved with several LLCs and companies, including Streamline Digital Holdings, Simutron Capital, Circinus Capital, Snikrep Real Estate LLC, Xist.GG, and Reeplayer, Inc. These activities require minimal time commitment.
Employment History
Current Registrations
Sound Legacy Wealth Advisors, LLC
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Alliancebernstein L.P.
Sanford C. Bernstein & CO., LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.