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Joel Petersen

Sound Legacy Wealth Advisors, LLC
20 Years of Experience
Kirkland, WA
View SEC Summary
View SEC Summary

Joel Petersen is a registered investment advisor at Sound Legacy Wealth Advisors, LLC, based in Kirkland, WA, with 20 years of industry experience. Joel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 2 more. Their firm serves 44 clients with $100M in assets under management.

Sound Legacy Wealth Advisors, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
Number of Clients
44 clients
Average Client Portfolio
$2.3M average
Assets Under Management
$102.0M

Fee Structure

Minimum Investment:None
Planning is included in investment management
Minimum Annual Fee:$5,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $2.0M1.00%
$2.0M - $5.0M0.85%
$5.0M - $10.0M0.55%
$10.0M - $25.0M0.45%
$25M+0.40%

Other programs: Fixed Income Only accounts fee schedule ranges from 0.20% to 0.45%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Kirkland, WA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Joel manages a rental property, volunteers for the Rotary Club, and is involved with several LLCs and companies, including Streamline Digital Holdings, Simutron Capital, Circinus Capital, Snikrep Real Estate LLC, Xist.GG, and Reeplayer, Inc. These activities require minimal time commitment.

Employment History
Current Registrations
Sound Legacy Wealth Advisors, LLC
January 2020 - Present · 6 yrs 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2011 - January 2020 · 8 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2011 - January 2020 · 8 yrs 10 mos
Alliancebernstein L.P.
February 2006 - December 2010 · 4 yrs 10 mos
Sanford C. Bernstein & CO., LLCBroker
January 2006 - December 2010 · 4 yrs 11 mos
State Registrations2 states
TXWA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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