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Christopher Stokes
19 Years of Experience
2 DisclosuresBroker
Christopher Stokes is a registered investment advisor at USAA Investment Services Company, based in Phoenix, AZ, with 19 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 2,080 clients.
Compensation
N/A
Firm Size
88 advisors
IM Fee
Planning only
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
One Norterra Drive, Phoenix, AZ, 85085
Get directionsHistory
Regulatory History (2)
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Judgment / Lien
December 2024Customer Dispute
April 2016Closed-No Action
Employment History
Current Registrations
USAA Investment Services Company
November 2020 - Present · 5 yrs 5 mos
USAA Investment Services Company
June 2020 - Present · 5 yrs 10 mos
USAA Investment Services CompanyBroker
June 2020 - Present · 5 yrs 10 mos
Previous Registrations
USAA Investment Services Company
January 2018 - July 2020 · 2 yrs 6 mos
USAA Financial Planning Services
June 2008 - January 2018 · 9 yrs 7 mos
USAA Financial Advisors, INC.Broker
May 2008 - June 2020 · 12 yrs 1 mo
Country Capital Management CompanyBroker
August 2007 - April 2008 · 8 mos
AXA Advisors, LLCBroker
April 2006 - July 2007 · 1 yr 3 mos
Ameriprise Financial Services, INC.Broker
March 2006 - April 2006 · 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.