GF
GF

Gary Frisch

12 Years of Experience
Surprise,, AZ
1 DisclosureBrokerSells Insurance

Gary Frisch is a registered investment advisor, based in Surprise,, AZ, with 12 years of industry experience.

Location

12455 W Bell Road, Surprise,, AZ, 85378

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2026
Pending
Other Business ActivitiesSells Insurance

Gary is involved in numerous business activities, including real estate/property investment, marketing, financial services & consulting, family asset management, and tax preparation. He also serves as a trustee for multiple trusts and as treasurer on the board of directors for a non-profit organization.

Employment History
Current Registrations
Cetera Wealth Services, LLC
September 2025 - Present · 8 mos
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Previous Registrations
Avantax Advisory Services
October 2019 - September 2025 · 5 yrs 11 mos
Avantax Investment Services, INC.Broker
October 2019 - September 2025 · 5 yrs 11 mos
1st Global Advisors INC
August 2013 - October 2019 · 6 yrs 2 mos
1st Global Capital CORP.Broker
July 2013 - October 2019 · 6 yrs 3 mos
State Registrations1 state
AZ
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Gary Frisch - Financial Advisor | TrueAdvisor