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Gary Frisch is a registered investment advisor, based in Scottsdale, AZ, with 13 years of industry experience. Gary is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Scottsdale, AZ
Get directionsHistory
Regulatory History (1)
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Customer Dispute
February 2026Pending
Other Business ActivitiesSells Insurance
Gary is involved in numerous business activities, including real estate/property investment, marketing, financial services & consulting, family asset management, and tax preparation. He also serves as a trustee for multiple trusts and as treasurer on the board of directors for a non-profit organization.
Employment History
Current Registrations
Cetera Wealth Services, LLC
September 2025 - Present · 1 yr 1 mo
Cetera Investment Advisers LLC
September 2025 - Present · 1 yr 1 mo
Cetera Wealth Services, LLCBroker
September 2025 - Present · 1 yr 1 mo
Previous Registrations
Avantax Advisory Services
October 2019 - September 2025 · 5 yrs 11 mos
Avantax Investment Services, INC.Broker
October 2019 - September 2025 · 5 yrs 11 mos
1st Global Advisors INC
August 2013 - October 2019 · 6 yrs 2 mos
1st Global Capital CORP.Broker
July 2013 - October 2019 · 6 yrs 3 mos
State Registrations1 state
AZ
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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