NP
NP

Neil Pecka

18 Years of Experience
Baldwinsville, NY
Broker

Neil Pecka is a registered investment advisor at Cetera Investment Advisers LLC, based in Baldwinsville, NY, with 18 years of industry experience. Neil operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

63 E Genesee St, Baldwinsville, NY, 13027

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Neil works as an Operations Manager at Horan Wealth Management, a wealth management and financial services firm, dedicating full-time hours to this role. Neil also works as a soccer referee, dedicating minimal time to refereeing local soccer games.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
January 2022 - Present · 4 yrs 4 mos
Previous Registrations
Cetera Advisor Networks LLC
February 2022 - June 2023 · 1 yr 4 mos
Cadaret, Grant & CO., INC.Broker
September 2012 - December 2021 · 9 yrs 3 mos
Franklin/templeton Distributors, INC.Broker
March 2007 - August 2012 · 5 yrs 5 mos
State Registrations1 state
NY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.