Franz Vaiarello
Franz Vaiarello is a registered investment advisor at LPL Financial LLC, based in San Jose, CA, with 20 years of industry experience. Franz is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
99 Almaden Blvd #925, San Jose, CA, 95113
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2009Other Business Activities
Franz is doing business as Sequoia Wealth Advisors & Investment Management Inc. since 2015, spending nearly full-time on this activity. Franz also owns several rental real estate properties, dedicating minimal time to each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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