GC
GC

Gabriel Capps

20 Years of Experience
Indianola, IA
Broker

Gabriel Capps is a registered investment advisor at Principal Advised Services, based in Indianola, IA, with 20 years of industry experience. Gabriel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 16,940 clients with $890M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
225 advisors
Number of Clients
16,940 clients
Average Client Portfolio
$52K average
Assets Under Management
$887.3M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Principal Advised Services offers a Managed Account Service where they manage your retirement account for you. The annual fee is up to 0.50% of the daily value of your account. This fee is deducted monthly. The exact fee is negotiable by your employer's retirement plan sponsor and may depend on factors like the number of participants, plan assets, and whether the plan uses Principal's own investment funds. There may be a free trial period.

Loading...

Location

Indianola, IA

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Gabriel officiates high school football and wrestling, and referees Division III football games, dedicating about a quarter of his time to these activities. He also works full-time as an Investment Adviser Representative and AVP for Principal, focusing on investment advice and bank deposit products.

Employment History
Current Registrations
Principal Advised Services
September 2024 - Present · 1 yr 8 mos
Principal Securities, INC.
April 2006 - Present · 20 yrs 1 mo
Principal Securities, INC.Broker
April 2006 - Present · 20 yrs 1 mo
Previous Registrations
Principal Securities, INC.
April 2006 - November 2023 · 17 yrs 7 mos
Ameriprise Financial Services, INC.
January 2006 - March 2006 · 2 mos
Ameriprise Financial Services, INC.Broker
November 2005 - March 2006 · 4 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.