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Sandra Henry

19 Years of Experience
Leland, NC
Broker

Sandra Henry is a registered investment advisor at Wells Fargo Advisors, based in Leland, NC, with 19 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Leland, NC

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Sandra is a Notary Public in North Carolina since 2021, notarizing documents. This activity requires minimal time.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLC
April 2013 - Present · 13 yrs 5 mos
Wells Fargo Advisors Financial Network, LLCBroker
April 2013 - Present · 13 yrs 5 mos
Wells Fargo Advisors
April 2013 - Present · 13 yrs 5 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - May 2013 · 3 yrs 11 mos
Morgan Stanley
June 2009 - May 2013 · 3 yrs 11 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
January 2007 - April 2007 · 3 mos
State Registrations39 states
ALARAZCACOCTDCDEFLGAHIIDILINKSKYMAMDMIMNMOMTNCNJNVNYOHOKORPASCSDTNTXUTVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Sandra Henry - Financial Advisor | TrueAdvisor