TrueAdvisor
TrueAdvisor
CL
CL

Charles Nmn Lim

Stancorp Investment Advisers, INC.
17 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement Planning
Stancorp Investment Advisers, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
79 advisors
Number of Clients
103,728 clients
Average Client Portfolio
$324K average
Assets Under Management
$33.6B

Fee Structure

Financial Planning:Investment management only

Location

1100 SW Sixth Avenue, Portland, OR, 97204

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Stancorp Equities, INC.Broker
June 2021 - Present · 4 yrs 8 mos
Stancorp Equities, INC.
June 2021 - Present · 4 yrs 8 mos
Stancorp Investment Advisers, INC.
June 2021 - Present · 4 yrs 8 mos
Previous Registrations
Mirae Asset Wealth Management (USA) INC.
May 2019 - April 2021 · 1 yr 11 mos
Mirae Asset Wealth Management (USA) INC.Broker
May 2019 - April 2021 · 1 yr 11 mos
Intrepid Investment Bankers LLCBroker
April 2019 - May 2019 · 1 mo
Unionbanc Investment Services, LLC
January 2017 - May 2019 · 2 yrs 4 mos
Unionbanc Investment Services, LLCBroker
January 2017 - May 2019 · 2 yrs 4 mos
Summit Brokerage Services, INC.Broker
March 2016 - January 2017 · 10 mos
Cetera Financial Specialists LLCBroker
June 2015 - January 2017 · 1 yr 7 mos
Cetera Advisors LLCBroker
June 2015 - January 2017 · 1 yr 7 mos
Cetera Advisor Networks LLCBroker
June 2015 - January 2017 · 1 yr 7 mos
Girard Securities, INC.Broker
June 2015 - January 2017 · 1 yr 7 mos
Cetera Investment Services LLCBroker
June 2015 - January 2017 · 1 yr 7 mos
Vsr Financial Services, INC.Broker
June 2015 - November 2016 · 1 yr 5 mos
First Allied Advisory Services, INC.
June 2012 - January 2017 · 4 yrs 7 mos
First Allied Securities, INC.
August 2009 - January 2017 · 7 yrs 5 mos
First Allied Securities, INC.Broker
August 2009 - January 2017 · 7 yrs 5 mos
LPL Financial Corporation
September 2008 - August 2009 · 11 mos
LPL Financial CorporationBroker
December 2007 - August 2009 · 1 yr 8 mos
State Registrations1 state
CA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.