Kenneth Handy
Kenneth Handy is a registered investment advisor at Equitable Advisors, LLC, based in Columbia, MD, with 19 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning, and 1 more. Their firm serves 69,432 clients with $38B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Equitable Advisors offers investment management through LPL Financial programs and third-party asset managers (TAMPs). Fees vary depending on the program and assets invested.
For LPL programs like SAM, fees are based on a percentage of your portfolio. In some cases, you can choose whether to pay transaction charges directly or have the advisor pay them, which affects the overall advisory fee.
When using TAMPs, the fees are determined by the TAMP and a portion is paid to Equitable Advisors. The specific fees, minimums, and arrangements vary by TAMP, so it's important to review their brochures.
Equitable Advisors also offers ERISA fiduciary services to retirement plans, with fees determined by the specific services provided.
Location
6200 Old Dobbin Lane, Suite 100, Columbia, MD, 21045
Get directionsHistory
Regulatory History (3)
Judgment / Lien
February 2025Judgment / Lien
November 2019Customer Dispute
February 2017Other Business Activities
Kenneth is a member and owner of PPW LLC, established in 2022 for tax purposes related to business expenses. He dedicates minimal time to this LLC, and no products are sold or marketed to clients through it.
Employment History
Current Registrations
Equitable Advisors, LLC
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
Previous Registrations
New England Securities Corporation
New England SecuritiesBroker
Ameriprise Financial Services, INC.Broker
Ameriprise Financial Services, INC.
First Command Financial Planning, INC.
First Command Financial Planning, INC.Broker
Edward JonesBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.