Andrew Nollman is a registered investment advisor, based in Franklin, CT, with 20 years of industry experience.
Location
Franklin, CT
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Andrew is an independent insurance agent for various companies through Rose City Financial Services LLC, dedicating a few hours per week. He is also an advisory representative of a RIA, CIRA, spending nearly full-time on this role.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
February 2009 - Present · 17 yrs 5 mos
Cambridge Investment Research, INC.Broker
February 2009 - Present · 17 yrs 5 mos
Previous Registrations
Edward Jones
June 2008 - February 2009 · 8 mos
Edward JonesBroker
November 2005 - February 2009 · 3 yrs 3 mos
State Registrations13 states
CTFLGAMAMENCNYOHRISCVAVTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.