Mandeep Kaur
Mandeep Kaur is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Elk Grove, CA, with 20 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Elk Grove, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Mandeep works as an associate/employee providing back office support/compliance for Addison Avenue Investment Services and as a Compliance Support Specialist to the Investment Department for First Tech Fed Credit Union, dedicating about half of their time to each. Mandeep also owns Chub Rok Unlimited, an FBA business through Alibaba, spending minimal time on it.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.
Raymond James Financial Services, INC.Broker
Previous Registrations
Essex National Securities, INC.
Essex National Securities, INC.Broker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
State Registrations52 states
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