David Carlock
David Carlock is a CFP-designated registered investment advisor at Kestra Private Wealth Services, LLC, based in San Antonio, TX, with 20 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 15,631 clients with $10B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kestra Private Wealth Services (Kestra PWS) offers investment management services where your advisor manages your account based on your goals and risk tolerance. Fees are based on a percentage of your portfolio and can be up to 2.5% annually. The exact fee depends on factors like the size of your account, the type of account (e.g., retirement), and the specific services you use. Fees are negotiable. Kestra PWS also offers various advisory platforms with different fee structures, including program fees that may incentivize your advisor to increase your overall fee.
Location
14607 San Pedro Ave, Suite 290, San Antonio, TX, 78232
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Regulatory History (1)
Customer Dispute
February 2023Other Business ActivitiesSells Insurance
David is a Managing Director at PlanWell Private Wealth Services, where he engages in registered representative activities, insurance sales, and investment advisory services, dedicating nearly all of his time to this role. He also volunteers and owns D Squared Tres LLC for business operating expenses, dedicating minimal time to each.
Employment History
Current Registrations
Kestra Private Wealth Services, LLC
Kestra Investment Services, LLCBroker
Previous Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.