Lois Heaphy is a registered investment advisor at Heaphy Investments, LLC, based in Springfield, MA, with 1 years of industry experience. Lois operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 103 clients with $75M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.5M | 1.25% |
| $1.5M - $3.5M | 1.00% |
| $3.5M+ | 0.75% |
Fees may be modified on a client-by-client basis. Minimum annual fee of $1,000.
Fee Estimator
Location
32 Hampden Street, 3rd Floor, Springfield, MA, 01103
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Lois is the President of Executive Administrative Services, Inc., a company offering bill paying and tax return preparation, though she is looking to reduce her involvement in checking returns. She also acts as trustee/co-trustee for a few clients, requiring minimal time.
Employment History
Current Registrations
Heaphy Investments, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.