PS
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Pelham Staples
14 Years of Experience
San Antonio, TX
3 DisclosuresBroker
Pelham Staples is a registered investment advisor at J.P. Morgan Securities LLC, based in San Antonio, TX, with 14 years of industry experience. Pelham is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B
Fee Structure
Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
20845 Us Hwy 281 N, San Antonio, TX, 78258
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
December 2025Pending
Financial
July 2025Final
Financial
June 2025Final
Employment History
Current Registrations
J.P. Morgan Securities LLC
May 2025 - Present · 1 yr 5 mos
J.P. Morgan Securities LLCBroker
May 2025 - Present · 1 yr 5 mos
Previous Registrations
Frost Brokerage Services, INC.Broker
January 2025 - May 2025 · 4 mos
Frost Investment Services
January 2025 - May 2025 · 4 mos
Hightower Advisors, LLC
September 2022 - March 2023 · 6 mos
Hightower Securities, LLCBroker
September 2022 - March 2023 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2020 - September 2022 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2020 - September 2022 · 2 yrs 1 mo
USAA Financial Planning Services
January 2009 - April 2016 · 7 yrs 3 mos
USAA Investment Management Company
October 2007 - December 2008 · 1 yr 2 mos
USAA Financial Advisors, INC.Broker
September 2007 - April 2016 · 8 yrs 7 mos
USAA Investment Management CompanyBroker
September 2006 - December 2007 · 1 yr 3 mos
Wm Financial Services, INC.Broker
November 2005 - August 2006 · 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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