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Tyson Schmitt

13 Years of Experience
Topeka, KS
Broker

Tyson Schmitt is a registered investment advisor, based in Topeka, KS, with 13 years of industry experience.

Location

4125 SW Gage Center Dr, Topeka, KS, 66604

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Tyson works as an Investment Advisor Representative for AEWM, providing investment advice for a fee, and as a Compliance Consultant for Advisors Excel. Both roles take up nearly all of Tyson's time. Tyson also does lawncare for KHA, dedicating a few hours per week.

Employment History
Current Registrations
Ae Financial Services, LLCBroker
November 2021 - Present · 4 yrs 6 mos
Ae Wealth Management, LLC
November 2021 - Present · 4 yrs 6 mos
Previous Registrations
Waddell & Reed
January 2018 - August 2021 · 3 yrs 7 mos
Waddell & ReedBroker
January 2018 - August 2021 · 3 yrs 7 mos
Country Club Financial Services, INC.
April 2016 - December 2017 · 1 yr 8 mos
Country Club Financial Services, INC.Broker
April 2016 - December 2017 · 1 yr 8 mos
TD Ameritrade, INC.
December 2014 - February 2016 · 1 yr 2 mos
Amerivest Investment Management, LLC
December 2014 - February 2016 · 1 yr 2 mos
TD Ameritrade, INC.Broker
September 2013 - February 2016 · 2 yrs 5 mos
Signator Investors, INC.Broker
November 2005 - November 2006 · 1 yr
State Registrations1 state
KS
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.