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Sarah Caravia

17 Years of Experience
Fairview Heights, IL
Broker

Sarah Caravia is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Fairview Heights, IL, with 17 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

832 Lincoln Highway, Fairview Heights, IL, 62208

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Sarah is the President of Caravia Enterprises, LP, a real estate holding entity, dedicating about 10-20% of her time. She also spends about a quarter of her time as a financial advisor for Caravia Financial Group and minimal time as a partner in FACT Group II LP, which owns investment real estate.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
November 2016 - Present · 9 yrs 6 mos
Raymond James Financial Services, INC.Broker
November 2016 - Present · 9 yrs 6 mos
Previous Registrations
Edward Jones
August 2011 - November 2016 · 5 yrs 3 mos
Edward JonesBroker
August 2011 - November 2016 · 5 yrs 3 mos
Edward Jones
October 2008 - August 2010 · 1 yr 10 mos
Edward JonesBroker
May 2007 - August 2010 · 3 yrs 3 mos
State Registrations2 states
ILMO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Sarah Caravia - Financial Advisor | TrueAdvisor