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Richard Jay Whipple

11 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingReal Estate Investing
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
6 advisors
Number of Clients
148 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$288.0M

Fee Structure

Financial Planning:Included in AUM fee
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Location

11852 Shaffer Drive, Building B, Littleton, CO, 80127

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Richard is an insurance agent for Global Atlantic, offering fixed and health insurance products. He is also a CPA and involved in two commercial real estate ventures: Red Rooster Investments and Attitude Investments.

Employment History
Current Registrations
Whipplewood Advisors, LLC
June 2016 - Present · 9 yrs 8 mos
Previous Registrations
First Financial Equity Corporation
November 2013 - February 2016 · 2 yrs 3 mos
State Registrations2 states
COTX
Advisor
Exams
No exam information available for this advisor.