Michael Foley is a registered investment advisor, based in Portsmouth, NH, with 20 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold.
Location
100 Market Street, Suite 203, Portsmouth, NH, 03801
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Michael is a Vice President at Wellesley Asset Management, Inc. since 2015. This activity is investment-related and takes nearly full-time.
Employment History
Current Registrations
Foreside Fund Services, LLC
Foreside Fund Services, LLCBroker
Wellesley Asset Management, INC.
Previous Registrations
Foreside Fund Services, LLCBroker
E*trade Securities LLCBroker
E*trade Capital Management, LLC
TD Ameritrade, INC.
TD Ameritrade, INC.Broker
Amerivest Investment Management, LLC
TD Ameritrade, INC.
Scottrade, INC.Broker
AXA Advisors, LLCBroker
Sun Life Financial Distributors, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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