Mitchell Wallace
Mitchell Wallace is a CFP-designated registered investment advisor at J.P. Morgan Securities LLC, based in San Luis Obispo, CA, with 20 years of industry experience. Mitchell is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Location
1235 Chorro Street, San Luis Obispo, CA, 93401
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2007Other Business Activities
Mitchell owns rental real estate properties since 2014 and 2016, respectively. The properties are managed by a professional property manager and Mitchell's spouse, requiring minimal time commitment from Mitchell.
Employment History
Current Registrations
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Previous Registrations
Chase Investment Services CORP.Broker
Chase Investment Services CORP.
Wamu Investments, INC.
Wamu Investments, INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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