Yuha Tse
Yuha Tse is a registered investment advisor at Cetera Investment Advisers LLC, based in Rosemead, CA, with 18 years of industry experience. Yuha operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
8450 Garvey Avenue, Suite 200, Rosemead, CA, 91770
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Regulatory History (1)
Employment Separation After Allegations
January 2023Other Business ActivitiesSells Insurance
Yuha is a fixed insurance agent with Transglobal Insurance Agency, dedicating about a quarter of their time. Yuha also works as an Investment Advisor Representative with TransGlobal Advisory and a Financial Consultant with Globalink Securities, spending about a quarter and 10-20% of their time, respectively, on these roles.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
Transglobal Advisory, LLC
Globalink Securities, INC.Broker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Hsbc Securities (USA) INC.Broker
Hsbc Securities (USA) INC.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Chase Investment Services CORP.Broker
Chase Investment Services CORP.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Banc of America Investment Services, INC.Broker
Countrywide Investment Services, INC.Broker
Uvest Financial Services Group, INC.Broker
Wm Financial Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.