AB
AB

Anthony James Black

20 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & Coaching
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
261 advisors
Number of Clients
3,473 clients
Average Client Portfolio
$500K average
Assets Under Management
$1.7B

Fee Structure

Minimum Investment:$10K
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Location

24 E. Cota Street, Suite 200, Santa Barbara, CA, 93101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Anthony formed TB Financial, LLC for tax purposes related to his advisory business, spending a few hours per week on it. He is also licensed to sell fixed and variable life insurance and annuities, though he is not currently selling them.

Employment History
Current Registrations
World Investments, LLCBroker
October 2025 - Present · 4 mos
World Investment Advisors, LLC
June 2015 - Present · 10 yrs 8 mos
Previous Registrations
Pensionmark Securities, LLCBroker
September 2017 - October 2025 · 8 yrs 1 mo
Capfinancial Securities, LLC.Broker
June 2015 - September 2017 · 2 yrs 3 mos
Independent Financial Partners
September 2014 - June 2015 · 9 mos
LPL Financial LLCBroker
September 2014 - June 2015 · 9 mos
Financial Telesis, INC.
July 2014 - September 2014 · 2 mos
Financial Telesis INCBroker
May 2012 - September 2014 · 2 yrs 4 mos
Securian Financial Services, INC.Broker
November 2005 - May 2012 · 6 yrs 6 mos
State Registrations1 state
MN
AdvisorBrokerBoth
Exams
No exam information available for this advisor.