Alexandro Filippini
Alexandro Filippini is a registered investment advisor at Filippini Investment Advisory, based in Santa Barbara, CA, with 18 years of industry experience. Alexandro operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 45 clients with $21M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.30% |
| $500K - $1.0M | 1.25% |
| $1.0M - $2.0M | 1.15% |
| $2.0M - $3.0M | 1.00% |
| $3M+ | 0.85% |
Fees may be negotiable under certain circumstances.
Fee Estimator
Location
1203 De La Vina St, Santa Barbara, CA, 93101
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alexandro is an insurance agent with Filippini Wealth Management, Inc. since 2009 and a managing member of Montecito Wealth Management, LLC since 2012, each requiring minimal time. Alexandro is also an insurance agent with IAIAN Insurance Agency, Inc. since 2021, selling life insurance, annuities, LTC, and health insurance, dedicating minimal time, and is VP of Fundraising for Hope School PTA, dedicating minimal time.
Employment History
Current Registrations
Filippini Investment Advisory
Previous Registrations
Rcx Capital Group, LLCBroker
Silver Portal Capital LLCBroker
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Eplanning Advisors INC
Eplanning Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.