MG
CFA
MG
CFA

Michael Guirguis

20 Years of Experience
Wall, NJ
Broker

Michael Guirguis is a CFA-designated registered investment advisor, based in Wall, NJ, with 20 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold.

Location

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael is a board member of the University System of Maryland Foundation, providing direction and advice. This requires minimal time.

Employment History
Current Registrations
Allspring Funds Distributor, LLCBroker
October 2024 - Present · 2 yrs
Allspring Funds Distributor, LLC
October 2024 - Present · 2 yrs
Allspring Funds Management, LLC
October 2024 - Present · 2 yrs
Previous Registrations
Blackrock Investment Management, LLC
May 2007 - October 2024 · 17 yrs 5 mos
Blackrock Investments, LLCBroker
December 2006 - October 2024 · 17 yrs 10 mos
Hold Brothers On-Line Investment Services L.L.C.Broker
December 2005 - August 2006 · 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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