Shannon Chavez is a registered investment advisor at RBC Securities, INC., based in Los Angeles, CA, with 15 years of industry experience. Shannon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,451 clients with $1.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
RBC Securities offers a wrap fee program where you pay a single bundled fee that covers portfolio management, transaction costs, and custodial services. The fee is based on the market value of your account.
For Moderate Growth & Income, Growth & Income, Capital Growth, and Aggressive Capital Growth strategies:
- 1.25% annually on the first $1,000,000
- 1.00% annually on assets over $1,000,000
For Diversified Fixed Income and Conservative Growth & Income strategies:
- 0.80% annually on the first $1,000,000
- 0.65% annually on assets over $1,000,000
There is a $500 minimum annual fee. These fees are negotiable in certain circumstances.
Location
555 South Flower Street, 11th Floor, Los Angeles, CA, 90071
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Shannon co-owns a short-term vacation rental home and is a partner in Bird Brain Products LLC, an e-commerce business. Shannon is also a managing member of Bird Brain Smokies LLC, a holding company for real estate, and assists with bookkeeping, guest screening, and pricing, dedicating a few hours per week.
Employment History
Current Registrations
RBC Securities, INCBroker
RBC Securities, INC.
Previous Registrations
City National Securities, INC.Broker
City National Securities, INC.
Crowell, Weedon & CO.
Crowell, Weedon & CO.Broker
State Registrations1 state
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