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Jesse Kovacs

Pts Brokerage, LLC
17 Years of Experience
Forked River, NJ
6 DisclosuresBrokerSells Insurance
View SEC Summary
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Jesse Kovacs is a registered investment advisor at Pts Brokerage, LLC, based in Forked River, NJ, with 17 years of industry experience. Jesse is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 495 clients with $130M in assets under management.

Pts Brokerage, LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14 advisors
Number of Clients
495 clients
Average Client Portfolio
$266K average
Assets Under Management
$131.7M

Fee Structure

Minimum Investment:$100K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.75%
$250K - $500K1.50%
$500K - $1.0M1.25%
$1.0M - $2.0M1.00%
$2M+0.75%

Fees are negotiable depending on the type of service chosen. Mutual fund portfolios and accounts managed by other advisors generally incur a flat 1% management fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Forked River, NJ

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
August 2020
Final
Judgment / Lien
January 2020
Employment Separation After Allegations
May 2019
Customer Dispute
April 2019
Settled
Customer Dispute
June 2016
Denied
Customer Dispute
April 2009
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jesse is the President and CEO of Kovacs Financial Group Inc DBA Kovacs Wealth Management, where he sells life and disability insurance, dedicating a few hours per week. He also owns Hoosier Daddy, LLC, selling race car tires, which takes minimal time.

Employment History
Current Registrations
Pts Brokerage, LLC
June 2021 - Present · 5 yrs 4 mos
Pts Brokerage, LLCBroker
August 2019 - Present · 7 yrs 2 mos
Previous Registrations
The O.N. Equity Sales CompanyBroker
February 2016 - May 2019 · 3 yrs 3 mos
Hornor, Townsend & Kent, INC.Broker
November 2013 - February 2016 · 2 yrs 3 mos
Hornor, Townsend & Kent, INC.Broker
February 2010 - October 2011 · 1 yr 8 mos
Securian Financial Services, INC.Broker
March 2007 - November 2009 · 2 yrs 8 mos
Nylife Securities LLCBroker
December 2006 - March 2007 · 3 mos
State Registrations5 states
DEFLNJNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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