Chad Shafer
Chad Shafer is a PFS-designated registered investment advisor at Cetera Investment Advisers LLC, based in Baldwin, WI, with 18 years of industry experience. Chad operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
550 Tenth Ave, Suite 101, Baldwin, WI, 54002
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Chad is the President of Shafer Financial Services, focusing on tax preparation and accounting, which takes nearly full-time. He also sells Avantax-approved insurance products as an agent for Avantax Insurance Agency/Services, dedicating minimal time to this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations3 states
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