Charles Smith is a CFP-designated registered investment advisor, based in Greenville, SC, with 19 years of industry experience.
Location
116 N Markley Street, Ste 200, Greenville, SC, 29601
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charles owns an RV rental business and is an advisor with Caribou, where he helps clients with health insurance analysis, though he does not sell the insurance himself. He is also a partner/shareholder in Provista Business Services, a tax/accounting/CPA firm, and spends minimal time on each of these ventures.
Employment History
Current Registrations
Kestra Investment Services, LLCBroker
Kestra Private Wealth Services, LLC
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Princor Financial Services Corporation
Princor Financial Services CorporationBroker
AXA Advisors, LLC
AXA Advisors, LLCBroker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.