Philip Ucci is a ChFC-designated registered investment advisor, based in Milford, CT, with 20 years of industry experience.
Location
25 High St, Unit 101, Milford, CT, 06461
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
October 2025 - Present · 7 mos
Raymond James Financial Services Advisors, INC
October 2025 - Present · 7 mos
Previous Registrations
Edward Jones
February 2017 - October 2025 · 8 yrs 8 mos
Edward JonesBroker
February 2017 - October 2025 · 8 yrs 8 mos
Key Investment Services LLCBroker
September 2016 - February 2017 · 5 mos
Key Investment Services LLC
September 2016 - December 2016 · 3 mos
LPL Financial LLCBroker
August 2015 - September 2016 · 1 yr 1 mo
LPL Financial LLC
August 2015 - September 2016 · 1 yr 1 mo
Wells Fargo Advisors, LLCBroker
July 2014 - August 2015 · 1 yr 1 mo
Wells Fargo Advisors, LLC
July 2014 - August 2015 · 1 yr 1 mo
J.P. Morgan Securities LLC
October 2012 - July 2014 · 1 yr 9 mos
J.P. Morgan Securities LLCBroker
October 2012 - July 2014 · 1 yr 9 mos
Chase Investment Services CORP.Broker
May 2007 - October 2012 · 5 yrs 5 mos
Chase Investment Services CORP.
May 2007 - October 2012 · 5 yrs 5 mos
Ameriprise Financial Services, INC.Broker
March 2006 - May 2007 · 1 yr 2 mos
Ameriprise Financial Services, INC.
February 2006 - May 2007 · 1 yr 3 mos
State Registrations19 states
CACOCTDEFLGAMAMIMSNJNYPARISCTNTXVAVTVirgin Islands
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.