James Yent
James Yent is a CFA, ChFC-designated registered investment advisor at USA Financial Securities LLC, based in Raleigh, NC, with 19 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 1,246 clients with $300M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.70% |
Maximum management fee is 2.7%. Actual fees are negotiated between the client and representative.
Fee Estimator
Location
1601 Jones Franklin Rd., Suite 102, Raleigh, NC, 27606
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is the owner of Generations Wealth Advisors LLC since January 2024, where he analyzes and presents insurance products such as life insurance, annuities, LTC, Medicare, and Part D coverage. He dedicates minimal time to this activity during securities trading hours.
Employment History
Current Registrations
USA Financial Securities LLCBroker
USA Financial Securities LLC
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Teresa Yent, ChFCUSA Financial Securities LLC
- Stuart Strickland, CFPWells Fargo Advisors
- Draven Sneed, CFPLPL Financial LLC
- Michael Venter, CFAStrategic Advisers LLC
- Michael Palmer, CFPArk Royal Wealth Management LLC
- Joseph Aulisi, CFPFoundry Financial LLC