AK
CFP
AK
CFP
Albert Kim
19 Years of Experience
Malvern, PA
1 DisclosureBroker
Albert Kim is a CFP-designated registered investment advisor at Vanguard Advisers, INC., based in Malvern, PA, with 19 years of industry experience. Albert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 817,328 clients with $300B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2210 advisors
IM Fee
Planning only
Assets Under Management
$300.4B
Fee Structure
Vanguard Situational Advisor offers a one-time financial plan consultation for a fee:
- New Model: $250, potentially paid by the participant, the plan sponsor, or a combination of both.
- Legacy Model:
- $250 for participants with $50,000 to $500,000 in total Vanguard assets.
- $1,000 for participants with less than $50,000 in total Vanguard assets. Fee waivers are available for participants with over $500,000 in total Vanguard assets or who are over age 55.
One-Time Plan:$250 - $1,000
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Location
100 Vanguard Blvd., Malvern, PA, 19355
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2020Settled
Other Business Activities
Albert is an employee of The Vanguard Group, Inc.
Employment History
Current Registrations
Vanguard Advisers, INC.
July 2017 - Present · 8 yrs 10 mos
Vanguard Marketing Corporation
July 2017 - Present · 8 yrs 10 mos
Vanguard Marketing CorporationBroker
July 2017 - Present · 8 yrs 10 mos
Previous Registrations
Lincoln InvestmentBroker
January 2017 - June 2017 · 5 mos
Legend Advisory, LLC
May 2013 - June 2017 · 4 yrs 1 mo
Legend Equities CorporationBroker
May 2013 - January 2017 · 3 yrs 8 mos
VALIC Financial Advisors, INC.Broker
January 2012 - May 2013 · 1 yr 4 mos
VALIC Financial Advisors, INC.
January 2012 - May 2013 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2010 - January 2012 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2010 - January 2012 · 1 yr 7 mos
LPL Financial Corporation
March 2008 - June 2010 · 2 yrs 3 mos
LPL Financial CorporationBroker
March 2008 - June 2010 · 2 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2007 - March 2008 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2006 - March 2008 · 1 yr 11 mos
State Registrations3 states
NJPATX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.