DS
DS

Douglas Stine

17 Years of Experience
Indianapolis, IN
Broker

Douglas Stine is a registered investment advisor at RBC Capital Markets, LLC, based in Indianapolis, IN, with 17 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
Loading...

Location

8888 Keystone Crossing, Suite 200, Indianapolis, IN, 46240-4610

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Douglas is a board member for Indiana Orange baseball, a youth baseball organization, since 2021. He dedicates minimal time to this activity.

Employment History
Current Registrations
RBC Capital Markets, LLC
March 2015 - Present · 11 yrs 2 mos
RBC Capital Markets, LLC
February 2015 - Present · 11 yrs 3 mos
RBC Capital Markets, LLCBroker
February 2015 - Present · 11 yrs 3 mos
Previous Registrations
Edward JonesBroker
January 2009 - March 2015 · 6 yrs 2 mos
State Registrations28 states
ALAZCACOCTDEFLGAILINKYMDMIMNMONCNJNYOHPASCSDTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Douglas Stine - Financial Advisor | TrueAdvisor