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Christian Tran
18 Years of Experience
Los Gatos, CA
1 DisclosureBroker
Christian Tran is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Los Gatos, CA, with 18 years of industry experience. Christian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1140 advisors
IM Fee
Planning only
Assets Under Management
$1.5B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
14184 Blossom Hill Rd, Los Gatos, CA, 95032
Get directionsHistory
Regulatory History (1)
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Customer Dispute
September 2016Denied
Employment History
Current Registrations
U.S. Bancorp Advisors, LLCBroker
February 2026 - Present · 3 mos
U.S. Bancorp Advisors, LLC
February 2026 - Present · 3 mos
Previous Registrations
U.S. Bancorp Investments, INC.Broker
March 2019 - February 2026 · 6 yrs 11 mos
U.S. Bancorp Investments, INC.
March 2019 - February 2026 · 6 yrs 11 mos
Wells Fargo Clearing Services, LLC
December 2013 - August 2017 · 3 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
December 2013 - August 2017 · 3 yrs 8 mos
J.P. Morgan Securities LLC
October 2012 - December 2013 · 1 yr 2 mos
J.P. Morgan Securities LLCBroker
October 2012 - December 2013 · 1 yr 2 mos
Chase Investment Services CORP.
March 2010 - October 2012 · 2 yrs 7 mos
Chase Investment Services CORP.Broker
March 2010 - October 2012 · 2 yrs 7 mos
Citigroup Global Markets INC.
January 2009 - March 2010 · 1 yr 2 mos
Citigroup Global Markets INC.Broker
May 2008 - March 2010 · 1 yr 10 mos
Citigroup Global Markets INC.Broker
May 2007 - February 2008 · 9 mos
Citicorp Investment ServicesBroker
February 2006 - May 2007 · 1 yr 3 mos
State Registrations14 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.