Herbert Moore is a registered investment advisor at Olive Tree Ridge Investment Advisors, based in Sharon, CT, with 14 years of industry experience. Herbert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 10 clients with $18M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.50% |
Fees are negotiable.
Fee Estimator
Location
Sharon, CT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Herbert is the founder of JMI LLC, operating as Premier Construction, a residential remodeling contractor, since November 2020. He provides day-to-day oversight, dedicating approximately 50-150 hours per month, some during securities-trading hours.
Employment History
Current Registrations
Olive Tree Ridge Investment Advisors
Previous Registrations
Olive Tree Ridge Investment Advisors
Independent Brokerage Solutions LLCBroker
Olive Tree Ridge Investment Advisors
Wisebanyan Securities LLCBroker
Wisebanyan, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.