Jacob Klein
Jacob Klein is a registered investment advisor at LPL Financial LLC, based in Renton, WA, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1620 Duvall Ave NE Ste 202, Renton, WA, 98059
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Regulatory History (1)
Judgment / Lien
November 2019Other Business ActivitiesSells Insurance
Jacob is an assistant varsity football coach, dedicating about a quarter of his time to this activity. He also operates several DBAs for his LPL business and sells fixed annuities and term/permanent life insurance, dedicating minimal time to insurance sales.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Invest Financial CorporationBroker
Invest Financial Corporation
Key Investment Services LLC
Key Investment Services LLCBroker
Edward JonesBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.