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Arnold Dorman

19 Years of Experience
Hoover, AL
1 DisclosureBrokerSells Insurance

Arnold Dorman is a registered investment advisor at Oneamerica Securities, INC., based in Hoover, AL, with 19 years of industry experience. Arnold is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Investment Management, and 2 more. Their firm serves 2,300 clients with $310M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
345 advisors
Number of Clients
2,300 clients
Average Client Portfolio
$133K average
Assets Under Management
$306.1M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Overall advisory fees generally range from 0.25% to 2.00% of assets under management, depending on the program and investments selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

421 Emery Drive, Hoover, AL, 35244

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2010
Award / Judgment
Other Business ActivitiesSells Insurance

Arnold is involved in non-variable insurance sales, specifically fixed life and fixed annuities.

Employment History
Current Registrations
Oneamerica Securities, INC.
January 2020 - Present · 6 yrs 9 mos
Oneamerica Securities, INC.Broker
January 2020 - Present · 6 yrs 9 mos
Previous Registrations
MML Investors Services, LLC
March 2018 - February 2020 · 1 yr 11 mos
MML Investors Services, LLCBroker
March 2018 - February 2020 · 1 yr 11 mos
Hornor, Townsend & Kent, INC.Broker
March 2016 - March 2018 · 2 yrs
Sagepoint Financial, INC.
September 2014 - January 2016 · 1 yr 4 mos
Sagepoint Financial, INC.Broker
August 2014 - January 2016 · 1 yr 5 mos
Stratos Wealth Partners, LTD
January 2013 - September 2013 · 8 mos
LPL Financial LLCBroker
December 2012 - November 2013 · 11 mos
Next Financial Group, INC.
September 2008 - January 2013 · 4 yrs 4 mos
Next Financial Group, INC.Broker
June 2006 - January 2013 · 6 yrs 7 mos
Tower Square Securities, INC.Broker
January 2006 - July 2006 · 6 mos
State Registrations2 states
ALCA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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