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Stephen Hamilton

19 Years of Experience
Paducah, KY
1 DisclosureBrokerSells Insurance

Stephen Hamilton is a registered investment advisor at Cetera Investment Advisers LLC, based in Paducah, KY, with 19 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

3445 Lone Oak Road, Paducah, KY, 42003

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History

Regulatory History (1)
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Customer Dispute
May 2015
Denied
Other Business ActivitiesSells Insurance

Stephen works as an Investment Officer for FNB Investments and an Insurance Agent for FNB Bank, dedicating full-time hours to each role. He provides financial, investment, and insurance services to customers and guides other insurance-licensed employees.

Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2025 - Present · 1 yr 3 mos
Cetera Wealth Services, LLCBroker
February 2025 - Present · 1 yr 3 mos
Previous Registrations
Concourse Financial Group Advisors
May 2020 - February 2025 · 4 yrs 9 mos
Concourse Financial Group Securities, INC.Broker
May 2020 - February 2025 · 4 yrs 9 mos
Cantella & CO., INC.
January 2016 - May 2020 · 4 yrs 4 mos
Cantella & CO., INC.Broker
January 2016 - May 2020 · 4 yrs 4 mos
Legend Advisory Corporation
March 2015 - September 2015 · 6 mos
Legend Equities CorporationBroker
March 2015 - September 2015 · 6 mos
Hornor, Townsend & Kent, INC.
March 2014 - October 2014 · 7 mos
Hornor, Townsend & Kent, INC.Broker
May 2012 - October 2014 · 2 yrs 5 mos
AXA Advisors, LLC
April 2006 - May 2012 · 6 yrs 1 mo
AXA Advisors, LLCBroker
December 2005 - May 2012 · 6 yrs 5 mos
State Registrations8 states
ARFLINKYMDMOTNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Stephen Hamilton - Financial Advisor | TrueAdvisor