JS
CFP
JS
CFP

James Scott

19 Years of Experience
Plymouth, MN
Broker

James Scott is a CFP-designated registered investment advisor, based in Plymouth, MN, with 19 years of industry experience.

Location

505 N Highway 169, Suite 900, Plymouth, MN, 55441

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

James is a part-owner of PCOS Nutrition Center LLC, a business providing counseling and product sales, and Michigan Berkshire LLC, a real estate investment company. He also serves as a financial secretary and board member for Great Valley Music Parents Association, coordinating fundraising activities, dedicating a few hours per week to each activity.

Employment History
Current Registrations
Wealth Enhancement Brokerage Services, LLCBroker
January 2025 - Present · 1 yr 6 mos
Wealth Enhancement Brokerage Services, LLC
January 2025 - Present · 1 yr 6 mos
Wealth Enhancement Advisory Services, LLC
January 2025 - Present · 1 yr 6 mos
Previous Registrations
Cetera Investment Advisers LLC
December 2024 - December 2024 · 0 mos
Cetera Investment Services LLCBroker
December 2024 - December 2024 · 0 mos
Cuso Financial Services, L.P.
March 2022 - December 2024 · 2 yrs 9 mos
Cuso Financial Services, L.P.Broker
March 2022 - December 2024 · 2 yrs 9 mos
Vanguard Advisers, INC.
June 2016 - December 2021 · 5 yrs 6 mos
Vanguard Advisers INC
December 2005 - August 2007 · 1 yr 8 mos
Vanguard Marketing CorporationBroker
November 2005 - December 2021 · 16 yrs 1 mo
State Registrations1 state
PA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.