TrueAdvisor
TrueAdvisor
RJ
RJ

Richard Jones

Sofi Wealth LLC
20 Years of Experience
Cottonwood Heights, UT
1 DisclosureBroker
View SEC Summary
View SEC Summary

Richard Jones is a registered investment advisor at Sofi Wealth LLC, based in Cottonwood Heights, UT, with 20 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 254,020 clients with $2B in assets under management.

Sofi Wealth LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
108 advisors
Number of Clients
254,020 clients
Average Client Portfolio
$8K average
Assets Under Management
$2.0B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.25%

Fee is charged at a flat annual rate of 0.25% on invested balances and is non-negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2750 E Cottonwood Parkway Suite 300, Cottonwood Heights, UT, 84121

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
June 1994
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Sofi Wealth LLC
June 2017 - Present · 9 yrs 4 mos
Sofi Securities LLC
May 2017 - Present · 9 yrs 5 mos
Sofi Securities LLCBroker
May 2017 - Present · 9 yrs 5 mos
Previous Registrations
TD Ameritrade Investment Management, LLC
September 2013 - June 2017 · 3 yrs 9 mos
TD Ameritrade, INC.
September 2013 - June 2017 · 3 yrs 9 mos
TD Ameritrade, INC.Broker
September 2013 - June 2017 · 3 yrs 9 mos
Wells Fargo Advisors, LLCBroker
January 2011 - September 2013 · 2 yrs 8 mos
Wells Fargo Investments, LLCBroker
February 2008 - January 2011 · 2 yrs 11 mos
E*trade Securities LLCBroker
June 2006 - February 2008 · 1 yr 8 mos
State Registrations1 state
UT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Cottonwood Heights, UT →All financial advisors in Utah →