SJ
SJ

Steven Johnson

19 Years of Experience
Des Moines, IA
3 DisclosuresBroker

Steven Johnson is a registered investment advisor at Principal Advised Services, based in Des Moines, IA, with 19 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 16,940 clients with $890M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
225 advisors
Number of Clients
16,940 clients
Average Client Portfolio
$52K average
Assets Under Management
$887.3M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Principal Advised Services offers a Managed Account Service where they manage your retirement account for you. The annual fee is up to 0.50% of the daily value of your account. This fee is deducted monthly. The exact fee is negotiable by your employer's retirement plan sponsor and may depend on factors like the number of participants, plan assets, and whether the plan uses Principal's own investment funds. There may be a free trial period.

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Location

711 High St, Des Moines, IA, 50392

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
February 2018
Final
Judgment / Lien
August 1996
Judgment / Lien
November 1995
Employment History
Current Registrations
Principal Advised Services
August 2024 - Present · 1 yr 9 mos
Principal Securities, INC.Broker
May 2016 - Present · 10 yrs
Principal Securities, INC.
May 2016 - Present · 10 yrs
Previous Registrations
Voya Financial Partners, LLCBroker
January 2013 - May 2016 · 3 yrs 4 mos
Metlife Investors Distribution CompanyBroker
April 2009 - June 2012 · 3 yrs 2 mos
Ing Financial Advisers, LLCBroker
November 2005 - March 2009 · 3 yrs 4 mos
State Registrations1 state
IA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.