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Steven Johnson

Principal Advised Services
20 Years of Experience
Des Moines, IA
3 DisclosuresBroker
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Steven Johnson is a registered investment advisor at Principal Advised Services, based in Des Moines, IA, with 20 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 23,164 clients with $1.4B in assets under management.

Principal Advised Services
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
229 advisors
Number of Clients
23,164 clients
Average Client Portfolio
$61K average
Assets Under Management
$1.4B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.50%

Annual fee of up to 0.50% of the daily value of managed account assets. The fee structure is tiered and negotiable by the plan sponsor.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

711 High St, Des Moines, IA, 50392

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
February 2018
Final
Judgment / Lien
August 1996
Judgment / Lien
November 1995
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Principal Advised Services
August 2024 - Present · 2 yrs 2 mos
Principal Securities, INC.
May 2016 - Present · 10 yrs 5 mos
Principal Securities, INC.Broker
May 2016 - Present · 10 yrs 5 mos
Previous Registrations
Voya Financial Partners, LLCBroker
January 2013 - May 2016 · 3 yrs 4 mos
Metlife Investors Distribution CompanyBroker
April 2009 - June 2012 · 3 yrs 2 mos
Ing Financial Advisers, LLCBroker
November 2005 - March 2009 · 3 yrs 4 mos
State Registrations1 state
IA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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