Kathleen Hinman is a registered investment advisor, based in Brookeville, MD, with 17 years of industry experience.
Location
Brookeville, MD
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
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Kathleen works as a real estate agent for Developers Realty since 2013, providing administrative support. This activity takes about 10% of her time.
Employment History
Current Registrations
Kestra Advisory Services, LLC
August 2020 - Present · 5 yrs 9 mos
Kestra Investment Services, LLC
August 2020 - Present · 5 yrs 9 mos
Kestra Investment Services, LLCBroker
August 2020 - Present · 5 yrs 9 mos
Previous Registrations
H. Beck, INC.
July 2010 - August 2020 · 10 yrs 1 mo
H. Beck, INC.Broker
July 2010 - August 2020 · 10 yrs 1 mo
MML Investors Services, INC.Broker
April 2008 - June 2010 · 2 yrs 2 mos
Park Avenue Securities LLCBroker
December 2007 - February 2008 · 2 mos
State Registrations3 states
MDNJTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.