MK
MK
Matthew Klein
20 Years of Experience
Livingstone, NY
5 DisclosuresBrokerSells Insurance
Matthew Klein is a registered investment advisor, based in Livingstone, NY, with 20 years of industry experience.
Location
Livingstone, NY
Get directionsHistory
Regulatory History (5)
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Customer Dispute
May 2025Denied
Customer Dispute
May 2016Settled
Customer Dispute
September 2014Denied
Customer Dispute
May 2012Closed-No Action
Customer Dispute
December 2011Denied
Other Business ActivitiesSells Insurance
Matthew is the Founder/CEO of Matauro LLC, an RIA, dedicating full-time hours to investment advisory and operating the business. He also works as an insurance professional advising on fixed insurance products for Crump, spending a few hours per week on this activity.
Employment History
Current Registrations
The Leaders Group, INC.
November 2024 - Present · 1 yr 6 mos
The Leaders Group, INC.Broker
November 2024 - Present · 1 yr 6 mos
Matauro, LLC
September 2024 - Present · 1 yr 8 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
October 2024 - December 2024 · 2 mos
Equitable Advisors, LLC
July 2006 - October 2024 · 18 yrs 3 mos
Equitable Advisors, LLCBroker
December 2005 - October 2024 · 18 yrs 10 mos
State Registrations11 states
CACTDCDEFLILMDNJNYTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.