JG
JG
Jason Goldstein
19 Years of Experience
Bethesda, MD
2 DisclosuresBroker
Jason Goldstein is a registered investment advisor at Raymond James & Associates, INC., based in Bethesda, MD, with 19 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
4550 Montgomery Ave, Ste 410, Bethesda, MD, 20814-3304
Get directionsHistory
Regulatory History (2)
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Regulatory
December 2013Final
Employment Separation After Allegations
June 2012Other Business Activities
Jason is the owner of TGGTB LLC, which will enter into a lease agreement for his office space. He spends minimal time on this activity.
Employment History
Current Registrations
Raymond James & Associates, INC.
October 2014 - Present · 11 yrs 7 mos
Raymond James & Associates, INC.Broker
September 2014 - Present · 11 yrs 8 mos
Previous Registrations
Gilford Securities IncorporatedBroker
September 2012 - October 2014 · 2 yrs 1 mo
Deutsche Bank Securities INC.Broker
March 2010 - July 2012 · 2 yrs 4 mos
Oppenheimer & CO. INC.
October 2008 - March 2010 · 1 yr 5 mos
Oppenheimer & CO. INC.Broker
October 2008 - March 2010 · 1 yr 5 mos
Barclays Capital INC.Broker
September 2008 - November 2008 · 2 mos
Lehman Brothers INC.
April 2007 - October 2008 · 1 yr 6 mos
Lehman Brothers INC.Broker
May 2006 - September 2008 · 2 yrs 4 mos
State Registrations49 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.