Nicholas Nauta
Nicholas Nauta is a CFP-designated registered investment advisor at Shotwell Rutter Baer INC, based in Lansing, MI, with 19 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 4 more. Their firm serves 282 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Shotwell Rutter Baer offers investment management as part of their ongoing planning services. The fee for ongoing financial planning and investment management is based on your net worth, as shown in the table below. Fees are updated annually based on changes in your net worth.
Previous clients may be assigned a different fee schedule based on assets under management:
- Up to $499,999.99 — 1.00% per year (or 0.95% for restricted accounts)
- $500,000.00 to $999,999.99 — 0.80% per year (or 0.75% for restricted accounts)
- $1,000,000.00 to $1,999,999.99 — 0.60% per year (or 0.45% for restricted accounts)
- $2,000,000.00 and up — 0.20% per year
Contact
Nicholas Nauta
Location
6350 West Michigan Avenue, Suite 200, Lansing, MI, 48917
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nicholas is involved in several outside business activities, including serving as an advisory representative of a RIA, managing/coaching a soccer league, and acting as a referee. He also works as an independent insurance agent for various companies, dedicating a few hours per week to this role.
Employment History
Current Registrations
Shotwell Rutter Baer INC
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
Securian Financial Services, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
Additional Information
Nick has been practicing financial planning since moving to the Lansing area in 2006. After studying Financial Management and Economics at Northern Michigan University, Nick ventured into the financial planning industry. Having a young daughter and wife, Nick wanted to stay in Michigan. At the time he graduated, one of the few jobs available for a finance major was as a financial advisor.